Financial Services
The Securities and Exchange Commission has approved two rules proposed by the Financial Industry Regulatory Authority (FINRA) that will benefit investors. The new rules, FINRA Rule 2090 and FINRARule 2111, take effect in October. The new rules "retain the core features" of the current rules and "at the same time strengthen, streamline and clarify them."Let's examine the important aspects of the …
Become a valued Chicago Lawyer subscriber today and receive:
- 6 bimonthly print editions mailed.
- Access to chicagolawyermagazine.com and our e-edition.
- Bimonthly news and informational emails.
- Special editions such as Forty Under 40, Practice Resource Guides and much, much more!.
Call (312) 644-2394 or subscribe now.